Regulatory Reporting Specialist
point72
administration

Job Description:

The Regulatory Reporting team provides governance across all regulatory filings and related obligations globally. The team is responsible for report preparation, generating and coordinating responses for large cross-departmental filings, oversight of technology supporting regulatory filings, identification and implementation of automation opportunities, and administering data standards. Regulators include but are not limited to the Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (CFTC), National Futures Association (NFA), Monetary Authority of Singapore (MAS), Financial Conduct Authority (FCA), Securities and Futures Commission (SFC), and Kanto Finance Bureau (KFB).

Daily Responsibilities:

Design and build automated regulatory reporting solutions and dashboards that materially reduce manual effort and increase reporting reliability Lead cross-functional filings from planning through submission, owning timelines, deliverables, and stakeholder communication Manage complex regulatory responses and perform detailed analysis and documentation Review upcoming regulations and collaborate across functions to develop and implement scalable processes and practical solutions Prepare and review filing responses for multiple regulators and ensure submissions meet regulatory standards Collaborate with our Compliance, Tax, Legal, Finance, Technology, and Operations teams to align requirements, resolve issues, and deliver complete filings Partner with data owners and technologists to validate data accuracy, reconcile discrepancies, and ensure end-to-end data completeness for reporting Drive continuous improvement by identifying process and control enhancements, implementing automation, and measuring operational performance Develop and translate technical specifications with technologists, leveraging SQL, Python, and data visualization tools to operationalize reporting workflows

Job Requirements:

10+ years of regulatory reporting experience at a financial institution Direct experience with regulations and filings including Form PF, Form ADV, Section 13 filings, and transaction reporting regimes such as MIFID II, MAS OTC Derivatives reporting, and CFTC reporting Technical expertise in SQL and Python, and operational experience integrating GenAI process solutions into reporting processes using Databricks, Alteryx, and data visualization tools Proven track record managing complex cross-functional regulatory projects with multiple stakeholders and tight deadlines Demonstrated ability to navigate an organization and build effective relationships through strong communication and interpersonal skills Highly organized, process-driven, and structured with experience documenting workflows and controls Meticulous attention to detail when preparing, reviewing, and reconciling regulatory submissions Excellent written and verbal communication skills, including experience preparing formal responses to regulators Inquisitive and analytical mindset with the ability to conduct detailed analysis with limited guidance, gather and synthesize information, and draw fact-based conclusions and recommendations Commitment to the highest ethical standards

Compensation:

n/a

Job Location(s):

Stamford, Connecticut

Source:

Company Career Section

Competition:

n/a

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